Gary DeWaal and Associates LLC


Bridging the Week, June 17-21, June 24, 2013

Bridging the Week   
Published Date: June 24, 2013

This week Bridging the Week discusses:
1. My trip last week to DC to meet with CFTC Commissioners and staff and other persons related to topical issues effecting the exchange-traded derivatives industry;
2. CFTC sues ABN Amro Chicago Clearing;
3. NYS sues Deloitte LLP;
4. MAS new rules on IT systems; and
5. Critical upcoming dates



For more information, see:
http://www.cftc.gov/ucm/groups/public/@lrenforcementactions/documents/legalpleading/enfabnamroorder061813.pdf
http://www.lseg.com/media-centre/press-releases
http://www.governor.ny.gov/assets/documents/deloitteagreement.pdf

http://www.mas.gov.sg/~/media/MAS/Regulations%20and%20Financial%20Stability/Regulatory%20and%20Supervisory%20Framework/Risk%20Management/TRM%20Guidelines%20%2021%20June%202013.pdf
http://www.nfa.futures.org/news/newsNotice.asp?ArticleID=4231
 
 
 
 
 
 
 


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