|
|
This week Bridging the Week discusses:
1. My trip last week to DC to meet with CFTC Commissioners and staff and other persons related to topical issues effecting the exchange-traded derivatives industry;
2. CFTC sues ABN Amro Chicago Clearing;
3. NYS sues Deloitte LLP;
4. MAS new rules on IT systems; and
5. Critical upcoming dates
For more information, see:
http://www.cftc.gov/ucm/groups/public/@lrenforcementactions/documents/legalpleading/enfabnamroorder061813.pdf
http://www.lseg.com/media-centre/press-releases
http://www.governor.ny.gov/assets/documents/deloitteagreement.pdf
http://www.mas.gov.sg/~/media/MAS/Regulations%20and%20Financial%20Stability/Regulatory%20and%20Supervisory%20Framework/Risk%20Management/TRM%20Guidelines%20%2021%20June%202013.pdf
http://www.nfa.futures.org/news/newsNotice.asp?ArticleID=4231
Gary DeWaal is currently Special Counsel with Katten Muchin Rosenman LLP in its New York office.
|
Social Media: |
September 17, 2014
September 07, 2014
September 04, 2014
Gary DeWaal
Katten Muchin Rosenman
575 Madison Avenue
New York 10022-2585
1 (212) 940-6558
Bridging the Week, June 17-21, June 24, 2013
Jump to: Bridging the Week