Commentaries in October 2013

1

CFTC Adopts More Stringent Customer Funds' Protection Rules
Categories: My View, News Developments, Between Bridges
Published Date: October 30, 2013
Gary DeWaal's Bridging the Week: October 21 to 25 and 28, 2013 (AlphaMetrix, Foreign Bribes, SEFs)
Categories: Valuable Lessons Learned, Bridging the Week
Published Date: October 28, 2013
Gary DeWaal's Bridging the Week: October 14 to 18 and 21, 2013 (Risk Management, Pre-Enforcement Publicity, More No Action Letters)
Categories: Valuable Lessons Learned, Bridging the Week, My View
Published Date: October 21, 2013
UK Financial Watchdog May Now Publicize Proposed Enforcement Actions -- Naming Names -- Prior to Enforcement Actions Being Filed
Categories: News Developments, Hard to Believe, Between Bridges
Published Date: October 15, 2013
Gary DeWaal's Bridging the Week: October 7 to 11 and 14, 2013
Categories: Valuable Lessons Learned, Bridging the Week, My View
Published Date: October 14, 2013
Gary DeWaal's Bridging the Week: September 30 to October 4, and October 7, 2013 (Compliance Officers, SEFs and AIF Reporting)
Categories: Valuable Lessons Learned, Bridging the Week
Published Date: October 07, 2013
Today There Are SEFs: The Final Piece in a Pablo Picasso Abstract Rendition of Effective Swaps Regulation?
Categories: My View, Between Bridges
Published Date: October 02, 2013

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ABOUT GARY DEWAAL

Gary DeWaal

Gary DeWaal is currently Special Counsel with Katten Muchin Rosenman LLP in its New York office.

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Bridging the Week has moved.
September 17, 2014
Bridging the Week by Gary DeWaal: September 1 to 5 and 8, 2014 (Banks Are the Big News; MF Global; Investment Advisor Conflicts; ISDAfix)
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Between Bridges by Gary DeWaal: CME Group Issues New Rule Regarding Disruptive Trading Practices
September 04, 2014
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IN THE SPOTLIGHT

Recreating the FCM Business (FIA Boca Conference)

March 13, 2014

CME Fines Traders for Transactions that Worried Regulators (Reuters)

February 25, 2014

Report Casts Doubt on Insurance Plan for Futures Brokers (FT.com)

November 15, 2013

CFTC Likely to Charge MF Global Execs Beyond Corizine: Legal Experts (Reuters)

June 25, 2013

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