Gary DeWaal's Bridging the Week: June 24-28 and July 1, 2013

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Published Date : July 01, 2013

This week, Gary DeWaal reviews:

• The CFTC's long awaited enforcement action against MF Global and John Corzine;
• The CME's surprising withdrawal of its wash sale guidance;
• The CFTC's victory in the DC Court of Appeals upholding its right to impose registration requirements on certain investment companies; and
• The few days prior to the expiration of the CFTC's Exemptive Order on Cross Border Dodd Frank impacted transactions.

For more information see:
http://www.cftc.gov/ucm/groups/public/@lrenforcementactions/documents/legalpleading/enfmfglobalcomplaint062713.pdf
http://www.cadc.uscourts.gov/internet/opinions.nsf/0/1CEC149BDA2443D285257B95004EB0B8/$file/12-5413-1443082.pdf

The information contained in this article is not legal advice. For legal advice, please consult with your attorney. The information in this article is derived from sources believed to be reliable as of July 1, 2013, but no representation or warranty is made regarding the accuracy of any statement. To ensure compliance with requirements imposed by U.S. Treasury Regulations, Gary DeWaal and Associates LLC informs you that any U.S. tax advice contained in this communication (including any attachments) was not intended or written to be used, and cannot be used, for the purpose of (i) avoiding penalties under the Internal Revenue Code or (ii) promoting, marketing or recommending to another party any transaction or matter addressed herein. Gary DeWaal and Associates may represent one or more entities mentioned in this article.

Recent Commentaries

• Bridging the Week has moved.
• Bridging the Week by Gary DeWaal: September 1 to 5 and 8, 2014 (Banks Are the Big News; MF Global; Investment Advisor Conflicts; ISDAfix)
• Between Bridges by Gary DeWaal: CME Group Issues New Rule Regarding Disruptive Trading Practices

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